(A revised version of this article originally appeared as a Parliament Street research paper)
ISIS in a nutshell
So how did we get here?
A congressional letter from the White House appears to reflect this pattern in public opinion. Earlier last week, Obama appealed to Congress with a new AUMF (Authorisation of Military Force) which asked Congress to give the Executive branch the approval to engage in this conflict on new terms – terms that deviate from powers previously assumed from the Bush administration. This new authorisation will limit the powers of the Executive to air-campaigns whilst leaving little room for maneuver with regards to putting troops on the ground.
Is there any legitimacy to intervene?
International law is complicated and resolution after resolution continues to redefine what is the international norm. However, in relation to this topic, the key premise in discussion is that the use of force in the territory of another sovereign state is strictly prohibited.
Nothing in the present Charter shall impair the inherent right of
individual or collective self-defence if an armed attack occurs against a
Member of the United Nations, until the Security Council has taken measures
necessary to maintain international peace and security. Measures taken by
Members in the exercise of this right of self-defence shall be immediately
reported to the Security Council and shall not in any way affect the authority
and responsibility of the Security Council under the present Charter to take at
any time such action as it deems necessary in order to maintain or restore
international peace and security.
1) When there is authorisation from the UN Security Council.
This does not sound
too difficult to achieve – but it is worth noting that each of the five Great
Powers, all of which were the victors of the Second World War (the UK, Russia,
France, China and the US), have a veto power. Bearing in mind that interests in
the Middle East are starkly different, a resolution from the council was never
realistically a feasible option. For example, six vetoes have been issued since
2009 and five of them were exercised by Russia: four of which were in relation
to the situation in Syria, with the latest veto concerning the ongoing conflict
in Ukraine.
This argument is
probably the most controversial to date since so much is left to
interpretation. Furthermore, it has only ever been applied to states – and
unsurprisingly the grounds for action against non-state actors are weak since
they would undoubtedly violate other rights of states explicitly outlined in
the UN charter. Nonetheless, the argument has not yet been applied to this
situation in Iraq and Syria since the threshold, whatever that may be, is a
long way from being reached.
This is what is
observed in Iraq today, where allied states have been welcomed by the Government
in the fight against ISIS. This is the easiest solution but a state cannot be
forced to consent to such action – which leads us to Syria. Bashar Al-Assad has
not consented to any foreign military action in Syria. This definitely
complicates the situation and consequently there have been attempts to redefine
the term ‘consent’. A core normative question is raised on this issue. Does consent
have to be explicit or could intervention be tacitly allowed? This is one of
the arguments that has recently surfaced, where Assad has condemned any
intervention on his territory, yet the Syrian Government has done nothing to
disrupt or foil any current operations.
i.
Self-defence of the United States
This argument should be no stranger to anyone who lived through the 2000’s and it is ultimately one that is being used again now by the US, with the dictum that if something is not done now, we are likely to pay for it in the future. Whilst ISIS might not pose any immediate threat, Obama is adamant that they do pose an eventual threat to the Western democracy. Therefore, “self-defence” manifests itself in a proactive engagement.
It is worth mentioning here that Iraq has a claim to act in self-defence since ISIS operates both within and outside of their borders. The Iraqi government does not need to justify its actions to combat ISIS on their soil given the amount of atrocities they have committed. By taking their fight into Syria, without the permission of the Assad government however, certain criteria have to be met. Nevertheless, the general consensus is that they have the right to defend themselves even if it means that their actions will exceed their borders. Up until now, only a few have argued that the threat ISIS poses from Syria does not warrant Iraq’s intervention.
This argument should be no stranger to anyone who lived through the 2000’s and it is ultimately one that is being used again now by the US, with the dictum that if something is not done now, we are likely to pay for it in the future. Whilst ISIS might not pose any immediate threat, Obama is adamant that they do pose an eventual threat to the Western democracy. Therefore, “self-defence” manifests itself in a proactive engagement.
It is worth mentioning here that Iraq has a claim to act in self-defence since ISIS operates both within and outside of their borders. The Iraqi government does not need to justify its actions to combat ISIS on their soil given the amount of atrocities they have committed. By taking their fight into Syria, without the permission of the Assad government however, certain criteria have to be met. Nevertheless, the general consensus is that they have the right to defend themselves even if it means that their actions will exceed their borders. Up until now, only a few have argued that the threat ISIS poses from Syria does not warrant Iraq’s intervention.
ii.
Collective self-defence
Another branch of this particular justification is the right to “collective self-defence”. In this instance, collective self-defence could be argued for since Iraq is directly affected by the situation on its borders. Furthermore, since the Iraqi government has the support of allied states in their fight against ISIS – allied states can argue that this grants them the right to carry this fight into neighbouring countries. However, this inevitably rests on the question of whether Iraq itself has the right to act in Syria on the basis of its defence.
Another branch of this particular justification is the right to “collective self-defence”. In this instance, collective self-defence could be argued for since Iraq is directly affected by the situation on its borders. Furthermore, since the Iraqi government has the support of allied states in their fight against ISIS – allied states can argue that this grants them the right to carry this fight into neighbouring countries. However, this inevitably rests on the question of whether Iraq itself has the right to act in Syria on the basis of its defence.
iii.
The unwilling or unable
This is a test that is brought up time and time again in international conflict but its boundaries are none the clearer. On the 25th June 2014, the Iraqi government wrote to the UN Security Council explaining the situation with ISIS. In short, ISIS is actively attacking Iraq and the Syrian government is unable to prevent ISIS from using their land as their hub. Thus, in the act of self-defence, the Iraqi government can argue the right to intervene in Syria, even without the Syrian regime’s permission. Therefore, the US can justify intervention on these grounds too.
This is a test that is brought up time and time again in international conflict but its boundaries are none the clearer. On the 25th June 2014, the Iraqi government wrote to the UN Security Council explaining the situation with ISIS. In short, ISIS is actively attacking Iraq and the Syrian government is unable to prevent ISIS from using their land as their hub. Thus, in the act of self-defence, the Iraqi government can argue the right to intervene in Syria, even without the Syrian regime’s permission. Therefore, the US can justify intervention on these grounds too.
Is there a legal basis?
As discussed
above, there only seems to be a case for intervention on the grounds of
self-defence – and even then the only country that has any real claim to this
is Iraq. So what about the US? Well, their justification lies in the grounds of
collective self-defence. Since the Iraqi government has the rightful claim, under
Article 51 of the UN charter, to fight in Syria on the basis of defending their
own country, the US can also make this plea since the Iraqi government has
welcomed their assistance.
This also has
ground in the fact that Iraq, alone, is not able to hold off the attacks of
ISIS from Syria. Nor has Syria done enough to weaken the organisation in the
last two years. Not only this, but the Assad regime has taken few steps to
counter ISIS and many of the regions by which ISIS are operating are arguably
out of the regime’s control. Ban Ki-Moon, the UN secretary General, said
himself that "I also note that the strikes took place in areas no longer
under the effective control of that government"[2]. Therefore, allied states may have the
right to aid on the basis of the ‘unwilling or unable’. Thus, if this argument holds,
permission from the Syrian government is no longer a pre-requisite for
intervention.
Why just the US?
So if there is a
legal basis, why is the US the Western country to be active in Syria? Why did
France, Belgium, Germany and Spain stop at Iraq? Even the UK has been reluctant
to follow.
One fundamental
reason is that the United States’ efforts have been sufficient so far and Obama
seems confident that they, along with their Arab allies have the firepower to
deal with the threat. Furthermore, Jordan has recently intensified its efforts
in the region in response to the burning of one of their captured pilots. Philip
Hammond, Secretary of State for Foreign and Commonwealth Affairs, stated on a
visit to the Kurdistan region that they see no ‘imminent demand’ for the UK to
join the strikes. Whilst it is clear from various statements, that the
Conservative government does not rule out joining the strikes should the need
arise, the division in Parliament is likely to stall the UK’s involvement, at
least for the time being.
The structure of
governance across NATO states differs substantially as well and this quite
clearly plays a role. Since the financial crisis, it has been harder and harder
for leaders to justify spending precious budget on conflicts abroad – and
especially since the ‘war on terror’; justifications for war have come under
much more scrutiny.
European
governments are generally structured differently to the US. Many European
governments have a fusion of powers and it is this that makes it hard for
executive actions to be taken without the consent of the parliaments. The US on
the other hand has a separation in this regard, which designates the powers of
the Commander-in-Chief to the hands of the Executive. Moreover, the Bush
administration arguably strengthened these powers, giving Obama much more to
work with.
As previously
mentioned, Congress effectively issued Bush a blank cheque in 2001 in the form
of an AOMF, and since it has never been repealed Obama has been able to legally
take action in Iraq and Syria with little opposition. With this in hand, the
White House has lot of power and even though Obama asked Congress for a new updated
AOMF, without the formal repeal of the former, nothing changes. The US is
particularly unique in its ability to navigate through and interpret an
otherwise rigid codified constitution. As poignantly paraphrased by Brooks,
writing for Foreign Policy, upon hearing the news of the request for an AOMF:
Dear Congress: I humbly request the authority to do whatever the
hell I want even though I already have the authority to do it anyway. Love,
Barack.
Worlds apart?
From the above,
it would be clear to the average European that the two sides of the
transatlantic partnership have different approaches to foreign policy. The US
has tended to opt for military action whilst most countries in the EU prefer
diplomatic and economic solutions. However, it’s interesting to note that
public opinion doesn’t necessarily reflect the actions of the government.
A survey
conducted by TNS opinion for the German Marshall Fund earlier this year shows
that opinion across the Atlantic is remarkably close on this matter. When asked
about the type of missions NATO should be engaged in, 43% of Europeans[3];
and 49% of Americans thought that it should be involved in operations outside
of America and Europe. This denotes only a 6 percentage point difference
between the mentalities of citizens across the Atlantic, yet the foreign policy
agendas of their governments are starkly different. It is however worth noting
that NATO involvement is a fairly abstract concept for most people to grasp.
When looking
specifically at the UK, at the beginning of February, YouGov found that almost
two thirds of Brits are in favour of air strikes (63%) and just over half would
support increasing the UK’s general commitment in degrading the organisation
(56%). When the prospect of involving of ground troops is discussed, support
drops to under a third (32%). However, UK public opinion is generally much
closer to the US’ in terms of foreign policy and security than other European
countries. It’s likely that support for such intervention is much weaker
elsewhere: Germany is a good example, where the Government often justifies its
inaction with regards to foreign wars in low public support.
Regardless of the
UK’s proximity with US public opinion, the UK’s foreign policy approach has
nonetheless been much more in line with that of its European allies. Since the
current operations in the Middle East seem to be operating within legal
boundaries entrenched in the UN charter, it is apparent that the obstacles of
European involvement are more related to institutional restraints as well as
those posed by weaker general public support.